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SEC Rule 606

(formerly known as Rule 11Ac 1-6)

In compliance with SEC Regulation NMS Rule 606 (formerly Rule 11Ac1-6) Drexel Hamilton, LLC is currently exempt from the public posting requirement under the de minimus exemption set out in Question 20 of SEC Staff Legal Bulletin No. 13A dated October 16, 2001.

Upon request, Drexel Hamilton, LLC will provide information regarding the specific routing or any orders executed for your account for the previous six (6) months.

SEC 606 Reports